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Securities Industry and Financial Markets Association
Results: 602

#	Item
221	No[removed]IN THE Supreme Court of the United States OMNICARE, INC., et al., Petitioners, Add to Reading List Source URL: sblog.s3.amazonaws.com Language: English - Date: 2014-06-16 22:40:33 Securities Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission Securities Act Prospectus Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Financial economics Stock market Investment
222	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]September 12, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-12 12:55:01 Financial system Securities and Exchange Commission Subpoena duces tecum Securities Exchange Act Securities Act Securities Industry and Financial Markets Association Financial Industry Regulatory Authority Sarbanes–Oxley Act Delaney United States securities law Financial economics Finance
223	PDF Document Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-12-05 10:39:48 United States Securities and Exchange Commission Self-regulatory organizations Financial system Investment 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Consolidated Tape Association Financial Industry Regulatory Authority Financial markets Financial economics United States securities law
224	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]December 19, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-19 16:07:43 Legal documents Stock market NYSE Arca Subpoena Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ Securities Industry and Financial Markets Association Financial economics Investment Finance
225	Microsoft Word - Memo to Secretary--Title VII _SIFMA_[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-14 10:44:47 Stock market Bonds Securities Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Financial economics Investment Finance
226	Microsoft Word - Meeting MemoSIFMA _12.7.11_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-14 16:21:36 Financial markets Bonds Securities Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act Repurchase agreement U.S. Securities and Exchange Commission Bank of America Financial economics Investment Finance
227	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]December 9, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-09 10:05:10 United States Securities and Exchange Commission United States securities law 73rd United States Congress Corporate crime U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Industry and Financial Markets Association Securities Exchange Act Financial economics Investment Financial system
228	Securities Industry and Financial Markets Association Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-16 17:55:37 Finance United States securities law Financial markets Stock market NYSE Arca Securities Exchange Act New York Stock Exchange U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Financial system United States Securities and Exchange Commission
229	Securities Industry and Financial Markets Association (Order Denying Consolidation Motions) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 13:32:12 Financial regulation United States Securities and Exchange Commission Late-2000s financial crisis Financial markets Securities Exchange Act NYSE Arca Dodd–Frank Wall Street Reform and Consumer Protection Act NASDAQ Market depth Economy of the United States United States securities law Financial economics
230	December 15, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed]Attention: Kevin M. O’Neill, Deputy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-15 14:15:41 United States securities law United States Securities and Exchange Commission Trade associations Financial markets Bonds Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Asset-backed security Securities Act Financial economics Finance Investment

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